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DOI: 10.1530/EJE-07-0603
European Journal of Endocrinology, Vol 158, Issue 4, 551-560
Copyright © 2008 by European Society of Endocrinology
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CLINICAL STUDIES

Macroscopic lymph-node involvement and neck dissection predict lymph-node recurrence in papillary thyroid carcinoma.

Stéphane Bardet, Elodie Malville1, Jean-Pierre Rame2, Emmanuel Babin3, Guy Samama4, Dominique De Raucourt2, Jean-Jacques Michels5, Yves Reznik1 and Michel Henry-Amar6

Department of Nuclear Medicine and Thyroid Unit, Centre François Baclesse, 3 Avenue Général Harris, BP 5026, F-14076 Caen Cedex 05, France1 Department of Endocrinology, University Hospital, Caen, France2 Department of Head and Neck Surgery, Centre François Baclesse, Caen, France, Departments of3 Head and Neck Surgery4 General Surgery, University Hospital, Caen, France5 Department of Pathology6 Clinical Research Unit, Centre François Baclesse, Caen, France

(Correspondence should be addressed to S Bardet; Email: s.bardet{at}baclesse.fr)


    Abstract
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Discussion
 References
 
Objective: Whether lymph-node dissection (LND) influences the lymph-node recurrence (LNR) risk in patients with papillary thyroid cancer remains controversial. The prognostic impact of macroscopic and microscopic lymph-node involvement at diagnosis is also an unresolved issue. A retrospective study was conducted to assess the influence of various LND procedures and to search for LNR risk factors.

Methods: Overall 545 patients without distant metastases prior to surgery and main tumour ≥10 mm were included. A total thyroidectomy was performed in all patients with either no LND (Group 1, n=161), bilateral LND of the central and lateral compartments (Group 2, n=181) or all other dissection modalities (Group 3, n=203). Post-operative radioiodine was given to 496 (91%) patients. The 10-year cumulative probability of LNR was assessed and a prognostic study using multivariate analysis was performed.

Results: Macroscopic lymph-node metastases were present in 118 patients, 57 diagnosed before surgery and 61 only at surgery (including 81% in the central compartment). Overall, the 10-year cumulative probability of LNR was 7%. Macroscopic lymph-node metastases (P=0.001), extra-thyroidal invasion (P=0.017) and male gender (P=0.05) were independent risk factors, while bilateral LND of the central and lateral compartments was protective (P=0.028). In patients with macroscopic lymph-node metastases, the 10-year probability was lower in Group 2 than in Group 3 (10% vs 30%, P<0.01). In patients without macroscopic lymph-node metastases (n=427), no significant differences were observed between the three LND groups.

Conclusions: Patients with macroscopic, but not microscopic, lymph-node involvement have a major LNR risk and need an optimal LND at primary surgery.


    Introduction
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Discussion
 References
 
Persistence or recurrence of lymph-node metastases (LNR) occurs in 5–20% of patients with papillary thyroid cancer (PTC) (1, 2, 3, 4). The risk of LNR is generally higher in older patients, in patients with some histological subtypes (e.g. tall-cell variant) or with tumour extension beyond the capsule (extra-thyroidal invasion) (1, 5, 6). Macroscopic lymph-node metastases (7), and the number of node metastases and of capsular rupture (8), have also been shown to increase the risk of LNR. In contrast, the prognostic significance of microscopic lymph-node metastases remains unknown. Surgery is the main treatment of LNR. Consecutive LNRs may occur in a given patient, leading to repeated surgical resections, thereby affecting the quality of life. In some studies (1, 9), LNR was also shown to influence survival.

Routine lymph-node dissection (LND) and its extent is a subject of debate in PTC patients (10, 11). No studies have assessed the long-term risk of LNR in patients with or without initial extensive LND. Over the past 30 years, three surgical approaches have been used in our demographic area, each applied in approximately one-third of patients: 1) no LND in the absence of macroscopic lymph-node involvement; 2) bilateral LND of central and lateral compartments when frozen section suggested PTC >1 cm, whether or not macroscopic lymph-node metastases were present; 3) more limited LND based on the surgeon's policy and surgical findings.

The various surgical approaches, associated with the availability of a clinical database, offered a unique opportunity to assess both prognostic impact on LNR and complications, in a large series of patients with PTC. Our data also allowed us to investigate the respective roles of macroscopic and microscopic lymph-node metastases at diagnosis in the development of LNR, a currently unresolved issue.


    Patients and methods
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Discussion
 References
 
Patients

Patients with PTC ≥10 mm, treated by total thyroidectomy, without distant metastases detected beforehand, were included in the study. Diagnosis was based on the written pathological report. Overall, 545 patients were selected (Table 1). The male to female ratio was 0.26:1 and median age at diagnosis was 45 years. Macroscopic or microscopic extra-thyroidal invasion was found in 18% of patients. Distant metastases detected after thyroid surgery were found in 5% of patients. Median follow-up was 69 months (6 months to 36 years).


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Table 1 Patient characteristics and pathological features.

 
Surgical teams and procedures

Surgery was generally performed by head and neck surgeons at the Centre Baclesse Comprehensive Cancer Centre, by either head and neck, general or thoracic surgeons at the Caen University Hospital and by various specialists in other Basse-Normandie institutions.

Total thyroidectomy was performed in a single intervention in 396 (73%) patients, of whom 278 also underwent LND. It was performed in two interventions in 149 patients, of whom 106 also had LND.

Several LND modalities were used. When there was no evidence of lymph-node involvement, before or during surgery, three main procedures were used: 1) no LND; 2) prophylactic LND including ipsilateral levels IIa, III, IV, VI (12) and contralateral levels III, IV, VI, with preservation of internal jugular vein, sternocleidomastoid muscle and accessory spinal nerve; 3) LND of various extent, from adenectomy to regular LND of the central and/or lateral compartment. In the context of macroscopic lymph-node metastases, LND (at least adenectomy) was always performed.

Patients were then categorized into three LND groups (Table 2): Group 1, no dissection (n=161); Group 2, bilateral LND of central and lateral compartments (n=181); Group 3, all other dissection modalities (n=203).


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Table 2 Extent of neck dissection.

 
Criteria for initial lymph-node involvement

Lymph-node involvement was assessed by histological examination. Microscopic involvement was screened using standard pathological techniques. All nodes identified from dissection were cut into 2–3 mm sections that were all paraffin embedded; all sections were then screened for microscopic involvement. A lymph-node metastasis was considered macroscopic when clinically visible or palpable before or during surgery, according to written reports of the surgeon and pathologist. It was also considered macroscopic when suspected on preoperative ultrasonography (US), performed in 70% of patients treated since 1990. All other lymph-node metastases were considered microscopic.

Radioiodine (131I) treatment

A first therapeutic activity of 131I (median activity, 3.96 GBq) was given to 496 (91%) patients after withdrawal of thyroid hormone treatment, at a median interval of 2 months after surgery. A whole body scan (WBS), associated with static images centred on anterior neck, was performed 5 days after 131I administration. Post-131I WBS was considered abnormal when foci were visible outside the thyroid bed. At least a second therapeutic activity of 131I was given to 112 patients: in 28 patients with iodine-positive distant metastases; 30 patients with suspected locoregional residual disease; and 54 patients with persistent thyroid remnants after the first 131I treatment.

First year management after initial treatment

In patients treated with 131I and without suspected residual locoregional or distant disease (n=438), the usual procedure to ensure total thyroid ablation was to perform, at 6–12 months, a diagnostic WBS after 185 MBq 131I, and to measure serum thyroglobulin (Tg) and anti-Tg antibodies (TgAb) on thyroid-stimulating hormone (TSH) stimulation. This procedure was done following withdrawal of thyroid hormone treatment (n=306) or recombinant TSH (Thyrogen, Genzyme Corp., Cambridge, MA, USA; n=59). Total thyroid ablation was also confirmed by negative post-therapeutic WBS in patients treated with at least two therapeutic activities of 131I (n=54). No evaluation was done at 6–12 months for the other 19 patients.

Long-term follow-up

Patients were followed-up on an annual basis, with neck palpation and serum-free thyroxine, TSH, Tg and TgAb assays under L-thyroxin treatment. Neck US was performed when neck palpation was doubtful or when Tg level ≥1 ng/ml.

Thyroglobulin (Tg) and anti-thyroglobulin antibodies (TgAb)

Serum Tg measurements were performed in duplicate according to the manufacturer's instructions and results were reported as the average of duplicate values. RIA was used from December 1990 to April 2003 with the following kits: Tg-RIA Henning (Dade Behring Holding, Eschbom, Germany) from December 1990 to December 1996, RIA-Tg-S Behring from January 1997 to June 1998 and RIA-Tg-S Brahms (BRAHMS, Berlin, Germany) from July 1998 to April 2003. The immunometric assay Tg-Kryptor (BRAHMS) was used from May 2003 to December 2006. Serum TgAb were measured simultaneously using: Thyrak assay Behring from December 1990 to October 1998, TgAb DYNOtest (BRAHMS) from November 1998 to October 1999, TgAb Nichols Advantage (Nichols Institute Diagnostics, San Clemente, CA, USA) from November 1999 to August 2005, and Immulite TgAb (Diagnostic Product Corporation, Los Angeles, CA, USA) until December 2006.

Criteria for lymph-node recurrence (LNR)

LNR was defined as evidence of lymph-node metastases after completion of initial treatment. LNR was revealed by clinical or US examination and/or high levels of serum Tg and/or results of imaging, i.e. post-131I WBS or positron emission tomography (PET) using 18-F-fluoro-deoxy-D-glucose. Histological confirmation of LNR was made after surgery in all patients.

Surgical complications

Post-operative hypocalcaemia was defined as calcium serum values <2 mmol/l. Hypoparathyroidism was considered permanent when it required vitamin D analogues more than 6 months after surgery. Otherwise, hypoparathyroidism was considered transient.

Laryngeal nerve palsy was diagnosed by laryngoscopy in patients with post-surgical dysphonia. It was considered permanent when lasting over 6 months.

Statistical analysis

The cumulative probability of LNR was the main end point analysed. Patient characteristics were compared using Fisher's exact test, variance analysis or the Kruskal–Wallis non-parametric test, as appropriate. Time to LNR was calculated from the date of thyroid surgery to date of first LNR, date of last examination or 1 July 2004 (data update). The cumulative probability of LNR was calculated as 1 minus probability of surviving without developing LNR, estimated according to the Kaplan–Meier method. Rates between groups were compared using the log-rank test with or without adjustment on variables linked to LNR risk. Ninety-five percent confidence intervals (CI) for the rates were estimated using the Rothman and Boice method. A prognostic factor analysis was performed using the proportional hazards regression model, with LNR as dependent variable. Results were expressed using relative risks (RRs) and corresponding 95% CI. Independent variables were: gender, age at diagnosis (<40 vs 40–59 vs ≥60 years), tumour size (10–19 vs ≥20 mm), tumour multifocality (no versus yes), tumour bilaterality (no versus yes), extra-thyroidal invasion (no versus yes), distant metastases (absent versus present), neck dissection (Group 1 versus Group 2 versus Group 3), lymph-node involvement (unknown or no involvement versus microscopic versus macroscopic involvement), cervical irradiation (no versus yes) and radioiodine ablation (no versus yes). Results were reported according to REMARK recommendations (13). Two-sided tests were used in reporting results. Statistical significance was defined as P<0.05. Data, selected from files stored at the Clinical Research Unit, Centre François Baclesse, Caen, France, were analysed using STATA statistical software (release 8.2).


    Results
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Discussion
 References
 
Patient characteristics

Of the 545 patients, 161 had no LND (Group 1), 181 a bilateral LND of central and lateral compartments (Group 2) and 203 all other LND modalities (Group 3). Patients with LND (Groups 2 and 3) were more frequently males (23% and 24% vs 14%, P=0.010), more often had extra-thyroidal invasion (17% and 24% vs 12%, P=0.015) and more frequently underwent radioiodine ablation (97% and 92% vs 83%, P<0.001). No differences were noticed on age and follow-up.

Macroscopic lymph-node metastases were present in 118 patients at diagnosis (22% of all patients and 31% of those with LND). Of the 118 patients with macroscopic node metastases, 57 were diagnosed before surgery (all localized in lateral compartments). In the other 61 patients, node metastases were found at surgery either in the central compartment (n=37) or in lateral compartments (n=11) or in both compartments (n=11; localization was unspecified in two patients). Among the 427 patients without macroscopic involvement, 76 had microscopic lymph-node metastases (14% of all patients and 20% of those with LND). The proportion of lymph-node involvement in Group 2 was 56%: 33% were macroscopic and 23% microscopic. Characteristics of patients with or without macroscopic nodal metastases are reported in Table 1. Difference was statistically significant for all characteristics listed, excepting 131I treatment and follow-up.

Lymph-node recurrence (LNR)

Thirty-five patients (6%) developed at least one LNR leading to 10-year cumulative rates of 7.0% (95% CI, 5.0–9.9%; Table 3). Five patients (nos. 10, 12, 13, 16, 23) presented two consecutive LNRs and one (no. 25) underwent three operations because of persistent nodal disease. LNR occurred within 12 months following diagnosis in 16 out of 35 (46%) patients. Median time to relapse was lower in Group 1 (14.5 months) and Group 3 (12 months) than in Group 2 (45 months; P=0.047).


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Table 3 Characteristics of the 35 patients who developed lymph-node recurrence.

 
Of the 35 patients, 6 were in Group 1, 5 in Group 2 and 24 in Group 3. Twenty-five patients initially showed nodal metastases, with macroscopic involvement in 22 and capsular rupture in 10. Primary nodal involvement was apparent in the central compartment in 6 patients, in lateral compartments in 11 patients and in both compartments in 8 patients.

Radioiodine ablation was given to 29 out of 35 patients with LNR. Persistent node involvement was suspected on WBS performed after the first (n=6) or the second (n=7) therapeutic activity of 131I. LNR was clinically palpable in 21 patients, visible only on imaging (post-131I WBS, US, PET) in 12, and detected by a regular LND, performed because of persistent high-serum Tg, in 2 patients. LNR was treated using probe-guided surgery in seven patients. In the 24 Group 3 patients, LNR was located in the compartment(s) initially dissected in 8, in compartment(s) initially dissected and not dissected in 10 and in other compartments than those initially dissected in 6 patients. Among 29 patients with clinically unilateral thyroid tumour, LNR was ipsilateral to the tumour in 24 cases (14 in lateral compartment, 4 in central compartment and 6 in both compartments) and in the opposite lateral compartment in 5 patients. Of the 11 patients with bilateral tumour, 9 showed nodal involvement both in the central and both lateral compartments. At last follow-up, 19 patients were considered disease-free, 5 had active disease, and 11 patients had died (7 of PTC).

Prognostic factor analysis

On univariate analysis (log-rank test), seven variables correlated significantly with an increased cumulative probability of LNR: male gender (P=0.013), age ≥60 years (P=0.009), multifocality (P=0.01) and bilaterality of the thyroid tumour (P=0.007), extra-thyroidal invasion (P<0.001), neck dissection (P=0.002) and initial macroscopic or microscopic lymph-node involvement (P<0.001). All these variables were then included in a proportional hazards regression model, and only two variables (male gender and macroscopic lymph-node metastases) were associated with an increased risk of LNR at P<0.05 (Table 4). Variables associated with RR significant at P<0.10 were selected for the final model. Macroscopic lymph-node metastases (RR=7.22; P=0.001), extra-thyroidal invasion (RR=2.39; P=0.017) and male gender (RR=2.01; P=0.05) were independent risk factors for LNR, while Group 2 patients were at low risk (RR=0.18; P=0.028).


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Table 4 Results of multivariate analysis on lymph-node recurrence: initial and final models (n=545).

 
The strongest prognostic factor was macroscopic lymph-node involvement. Data were therefore analysed according to its presence or absence. Among 118 patients with macroscopic lymph-node metastases, the 10-year LNR cumulative probability, adjusted for gender and extra-thyroidal invasion, was 30% (95% CI, 22–48%) in Group 3 and 10% (95% CI, 4–24%) in Group 2 (P<0.01, Fig. 1A). In contrast, in the 427 patients without macroscopic lymph-node metastases, the 10-year adjusted rates were 3% (95% CI, 1–8%) in Group 1, 5% (95% CI, 2–11%) in Group 3 and 0% (95% CI, 0–20%) in Group 2 (P=0.12, Fig. 1B). In these 427 patients, multivariate analysis showed that extra-thyroidal invasion (RR=8.06; 95% CI, 2.69–24.2; P<0.001) was associated with increased risk of LNR, while radioiodine ablation was associated with low risk (RR=0.25; 95% CI, 0.08–0.81; P=0.021).


Figure 1
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Figure 1 Cumulative probability of lymph-node recurrence according to lymph-node dissection adjusted for gender and extra-thyroidal invasion: (A) patients with macroscopic lymph-node involvement (adjusted log-rank test: P=0.01); (B) patients without macroscopic lymph-node involvement (adjusted log-rank test: P=0.12). Group 1, no neck dissection; Group 2, dissection of ipsilateral levels IIa, III, IV, VI and contralateral levels III, IV, VI; Group 3, all other dissection modalities.

 
Surgical complications

The proportion of transient post-operative hypoparathyroidism was higher in Group 2 than in other groups (P<0.001; Table 5). However, no significant differences in permanent hypoparathyroidism were observed between the three LND groups, or between Groups 2 and 3 (P=0.17). Concerning post-operative transient or permanent laryngeal nerve palsy, no statistical differences were observed between the three LND groups in patients with or without macroscopic lymph-node metastases.


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Table 5 Surgical complications according to neck dissection.

 

    Discussion
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Discussion
 References
 
In a retrospective series of 545 patients with PTC ≥10 mm originating from the Basse-Normandie area in France, the LNR rate was limited to 7% at 10 years. Almost half of LNRs occurred in the year following diagnosis suggesting that most patients with LNR had persistent disease rather than true recurrences. The presence of macroscopic, but not microscopic, lymph-node involvement is the strongest risk factor for LNR while a bilateral dissection of central and lateral compartments is associated with lower risk at multivariate analysis. As previously reported, extra-thyroidal invasion (1, 5, 6, 14, 15, 16) and male gender (1, 5, 6, 15, 17) are also related to an increased risk.

The present data clearly show that the effects of LND differ in patients with and without macroscopic lymph-node metastases. In patients with macroscopic metastases, the cumulative probability of LNR at 10 years is 10% in those who underwent dissection of central and lateral compartments (Group 2), and 30% in those undergoing all other dissection modalities (Group 3). These findings are in accordance with previous studies, where in patients with enlarged nodal metastases, systematic LND resulted in a lower recurrence rate and better survival than selective lymph-node removal (3, 18). In contrast, the probability of LNR is <5% in patients with no macroscopic lymph-node metastases, whatever the extent of LND. Similar results were reported in patients with papillary microcarcinoma (19). This low risk of LNR contrasts with the substantial proportion of patients (approximately one-fourth) who presented with initial microscopic nodal involvement. One can assume that the progression of such microscopic disease is slow and not detectable for decades. Another explanation is that the disease is eradicated by LND and/or radioiodine ablation. The absence of LNR in Group 2 patients and the ‘protective effect’ of radioiodine ablation on multivariate analysis, support this hypothesis. However, the real impact of radioiodine treatment on LNR remains controversial (6, 20, 21, 22). In patients who undergo an optimal treatment and who have a negative evaluation at 6–12 months, and are therefore considered at low risk of recurrence, these results make us question the utility of repeating tests to detect LNR on a long-term basis. Finally, the distinction between microscopic or macroscopic nodal disease appears neither in the tumour node metastasis (TNM) classification for thyroid cancer (23) nor in other prognostic systems such as AMES (15), AGES and MACIS (14). Our results suggest that better identification of these groups would be helpful.

A major controversy is whether a dissection of the central neck compartment should be routinely performed in patients with PTC (10, 11). In our series, macroscopic nodal metastases were found at surgery in 10% of patients, most of them (80%) located in the central compartment. These patients clearly benefit from LND whereas those with only microscopic involvement may not. One difficulty is to assess preoperatively the presence of lymph-node involvement with acceptable sensitivity and specificity. A recent study suggests that it could be missed at preoperative US in about half the cases, even in experienced hands (24). It should also be highlighted that post-operative radioiodine is less effective on macroscopic tumours. Finally, unlike surgery for lateral recurrence, re-operation for central recurrence is associated with high morbidity (25). This presents an argument for the systematic (i.e. ‘en bloc’) dissection of the central neck. Although central LND, as performed in Group 2 patients, is associated with the highest rate of permanent hypoparathyroidism, the risk remains limited (7%), under the care of experienced surgeons. Prospective studies are needed to assess the predictive value of preoperative methods, such as conventional or functional imaging, in detecting central macroscopic nodal disease. This would help to limit central LND only to patients who would benefit from it.

Once macroscopic central node metastases are detected at surgery, the extent of LND in the lateral compartments is a subject of discussion. In the case of unilateral thyroid tumour, some practitioners advocate the dissection of the ipsilateral compartment. Our results show that the probability of contralateral recurrence is up to 20%. Therefore, the decision to dissect both ipsi- and contralateral compartments should take into account the high probability of cure in a limited proportion of patients and surgery-related inconveniences (longer operation, cosmetic and painful sequels) for all. When thyroid tumour is bilateral, dissection of both lateral compartments appears to be indicated at first attempt as previously suggested (26).

This retrospective study allows for potential bias and limitations. First, although it covers a long period (1965–2003), where improvements in imaging and biological technology may have resulted in differences in the likelihood of detecting recurrences, the vast majority of patients (82%) were diagnosed after 1990, at a time where the main tools of surveillance, i.e. US and serum Tg measurements, were used routinely in our patients. Secondly, although it facilitated data analysis, our a posteriori categorization into three dissection groups can be considered as arbitrary. In particular, Group 3 encompasses a wide range of procedures, from a single adenectomy to more extensive dissection, which probably do not have an equivalent impact on nodal recurrence. Finally, post-operative radioiodine was administered in most, but not in all patients, and this can introduce a potential bias. These differences in treatment modalities have been taken into account in multivariate analysis.

In conclusion, this study confirms that in patients with PTC, macroscopic lymph-node metastases are a major risk factor for LNR; it also provides evidence of the limited influence of microscopic nodal disease. Finally, this study outlines the need for adequate LND in patients with macroscopic lymph-node metastases detected before or at surgery.


    Acknowledgements
 
Thanks to D Vaur and A Hardouin from the Department of Biology, Centre François Baclesse, Caen, for their collaboration in the measurement of serum Tg and TgAb. We gratefully acknowledge the assistance of Miss Gillian Cadier in reviewing the English wording of the manuscript. The study was supported by grants from the Groupement des Entreprises Françaises dans la Lutte contre le Cancer (GEFLUC) and the Ligue contre le Cancer (Comité du Calvados). We declare that there is no conflict of interest that would prejudice its impartiality.


    References
 Top
 Abstract
 Introduction
 Patients and methods
 Results
 Discussion
 References
 

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Received 2 January 2008
Accepted 13 January 2008




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